Self-Regulated Learning Theory
Hailee Day
Learning Objectives
By the end of this chapter, you will be able to:
- Label the three-phase model of Self-Regulated Learning (SRL).
- Identify the contributions of Bandura, Zimmerman, and Pintrich to the development of SRL.
- Describe applications of SRL in different learning contexts.
Introduction to the Learning Theory
Overview
The central idea of the Self-Regulated Learning (SRL) theory is that learners achieve greater success when they take an active role in their education. The theory outlines the importance of setting goals, monitoring progress, and adjusting learning strategies to improve outcomes (Rowe & Rafferty, 2013). These skills are structured in a three phase process outlined as forethought, performance, and self-reflection (Tinajero et al., 2024). The SRL theory can be visualized

as climbing a mountain, where learners progress through three phases. In the forethought phase, they stand at the base, setting goals and planning their path. In the performance phase, they navigate challenges, monitor progress, and adjust strategies. The self-reflection phase, leads learners to assess their journey, refine their approach, and prepare for future climbs.
Image Description: A stylized mountain range with peaks in white, blue, and red, under a dark gray sky with an orange-pink hue. Text at the bottom includes the three steps of SRL: forethought, performance, and reflection.
SRL theory takes its roots from the Social Cognitive Theory. Albert Bandura is known as the father of Social Cognitive Theory and his work laid the framework for SRL. The connection between theories lies in the interaction between personal cognition, behavior, and social context. Barry Zimmerman and Paul Pintrich built on Bandura’s foundation by creating and evolving a more complete vision of what we know today to be the Self-Regulated Learning Theory.
Importance
SRL is relevant in education and psychology because it helps paint the picture of how educators and designers can support independent learning and intrinsic motivation (Rowe & Rafferty, 2013). Research shows that students with strong self-regulation skills are more efficient at managing their time, resources, and learning strategies. These skills lead to improved academic outcomes (de la Fuente et al., 2022). The post-COVID increase of online learning adds merit to the importance of SRL skills because students are required to take greater responsibility for their educational experiences due to decreased direct interaction with instructors (Rowe & Rafferty, 2013).
Origins of the Learning Theory
Founders
The primary contributors of the theory are Albert Bandura, Barry Zimmerman, and Paul Pintrich. Albert Bandura’s research was instrumental to fields of education and psychology and his Social Cognitive Theory laid the groundwork for the development of the Self-Regulated Learning theory. Bandura’s foundation highlighted the impact of self-efficacy on the learning experience (de la Fuente et al., 2022).
Barry Zimmerman founded the SRL theory and introduced a three part model that detailed how learners regulate their learning processes. Paul Pintrich expanded on Zimmerman’s approach by integrating motivational and affective components into SRL. This addition to the theory supported its validity and enhanced the framework, making it a more comprehensive design (Tinajero et al., 2024).
Test your understanding of the founders of SRL with this matching game!
Historical Context
SRL has influenced modern educational practices in a variety of ways. Over time, the pendulum has shifted towards student-centered learning. Research around the SRL framework has helped educators more fully understand student achievement (Rowe & Rafferty, 2013) and has shown that self-regulated learning strategies significantly impact academic success (de la Fuente et al., 2022). As studies evolve into practice, the principles of the theory have found their way to a variety of instructional settings from traditional classrooms to digital learning platforms (Tinajero et al., 2024).
Comparison with Other Theories
As we seek to understand SRL more fully, it is helpful to distinguish it from other learning theories. One of the earliest behavioral models is operant conditioning which is the foundation of the behaviorism learning theory. While behaviorism primarily emphasizes extrinsic reinforcement and punishment to shape behavior, SRL focuses on internal motivation and metacognitive strategies for learning (de la Fuente et al., 2022). Where operant conditioning relies on external rewards and consequences, SRL builds autonomy by encouraging learners to take ownership of their learning process (Tinajero et al., 2024). The table below outlines the comparisons between the two theories.
Aspect | Behaviorism | Self-Regulated Learning (SRL) |
View of Learning | Learning occurs through conditioning (reinforcement and punishment) | Learning is an active, self-directed process involving planning, monitoring, and evaluating one’s progress. |
Role of the Learner | Passive recipient knowledge, shaped by external rewards and punishments | Active agent who regulates their own learning through cognitive, metacognitive, and motivational strategies. |
Role of the Environment | The environment controls the behavior through stimuli and reinforcement. | The environment influences learning, but learners actively engage with it to shape their own understanding. |
Motivation | Extrinsically motivated (rewards, punishments). | Intrinsically and extrinsically motivated |
Cognitive Processes | De-emphasized, learning is based on observable behaviors. | Strong emphasis on cognitive and metacognitive processes. |
Application in Education | Used in rote memorization, drills, and behavior management strategies. | Encourages goal setting, self-monitoring, and reflection in learning. |
Fundamental Tenets of the Theory
Key Concepts
The main principles or tenets of the theory revolve around the 3 phase model laid out by Zimmerman. These three phases include forethought, performance, and reflection (Tinajero et al., 2024, p. 3). In the forethought phase, learners set goals and plan their approach. During performance, they implement strategies and monitor progress. In self-reflection, they assess outcomes, identify strengths and weaknesses, and adjust strategies as needed. These phases foster active engagement in learning by promoting goal-setting, self-monitoring, and reflection, ultimately improving academic success (de la Fuente et al., 2022).
Drag and drop each phase to its correct spot in the paragraph.
Case Study
Applying Self-Regulated Learning Theory to Backward Design in Medical Education
Dr. Davis is a faculty member at a medical school and is participating in a professional development session on backward design. The session is designed to help faculty create outcome-driven curricula by defining learning objectives first, determining assessments second, and planning instructional activities last. To enhance faculty engagement, the session incorporates Self-Regulated Learning (SRL) theory, guiding participants through the three phases of self-regulation: forethought, performance, and self-reflection.
Application of SRL Phases
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Forethought Phase:
Setting goals and finding motivation –
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Dr. Davis sets a clear goal to redesign a second-year pathology lecture using backward design principles.
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She recognizes the impact the planning process will have on students and uses that as her motivation to redesign the lecture.
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Performance Phase
Self-control and observation –
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She organizes her approach by breaking the redesign process into manageable steps, such as defining objectives for lecture before selecting assessments.
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During the session, Dr. Davis monitors her progress by comparing her work against the backward design framework, and adjusts her strategy as needed.
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Self-Reflection Phase
Self-judgement and self-assessment –
- After completing the redesign, Dr. Davis evaluates whether her assessments truly align with learning objectives.
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She recognizes areas for improvement and plans to seek feedback from colleagues to refine her course further.
Supporting Mechanisms
The specific processes that support the principles of SRL are processes that involve cognitive, metacognitive, and motivational strategies. Cognitive strategies involve organizing and processing information effectively, such as breaking down complex topics into manageable sections. Metacognitive strategies enable students to regulate their thinking processes and evaluate their understanding. Motivational strategies, like self-efficacy and goal-setting, push learners to persist and achieve success (Rowe & Rafferty, 2013).
This process is demonstrated by a medical student who enrolls in a complex Anatomy course. Knowing that the course will be difficult, she breaks the material into smaller sections, creates flashcards for key terms, and assesses her understanding using self-testing. To stay motivated, she sets achievable goals, boosts self-efficacy, and reminds herself of the importance of mastering the content for future clinical practice, which helps her to stay focused and persistent.
Strengths and Limitations of the Theory
Strengths
SRL provides a richer perspective on learning and development because it puts the learner in the driver’s seat and helps scaffold intrinsic motivation to succeed in learning, which has been proven through research to result in better academic outcomes. The main strengths of the theory are that it provides a structured framework for self directed learning. This framework sets students up to develop autonomy, resilience, and lifelong learning habits. The principles can also be applied across educational and professional settings which highlights its versatility and effectiveness (de la Fuente et al., 2022).
Limitations
Although there are several advantages to this model of learning, this framework may not work for all learners. SRL may be less effective for learners who struggle with intrinsic motivation or metacognitive awareness. SRL could be more challenging for learners that do not have a level of cultural or contextual understanding of the content which could potentially limit its effectiveness without additional scaffolding and support. Additionally, the model does not account that some learners may be naturally inclined to self regulation skills due to personality traits (de la Fuente et al., 2022). Students with learning disabilities may also struggle within the context of this model (de la Fuente et al., 2022)
Instructional Design Implications
Practical Applications and Strategies
Understanding the strengths and limitations of the theory can help instructional designers be intentional in their processes. Designing curriculum from this lens means that content creators design instruction that encourage students to take charge of their learning. Some ways that the SRL model can inform instruction include:
Goal-Setting: Create opportunities for learners to set clear goals, track their progress, and reflect on their achievements as a way to stay motivated.
Self-Assessment: Use tools like quizzes, reflection journals, and progress tracking to help students monitor their understanding and make adjustments as needed.
Personalized Learning: Build in flexible learning options to help meet individual student needs and increase autonomy.
Different Learning Environments: In classrooms, SRL can be supported through group discussions, case studies, and peer teaching. In online learning, tools like interactive modules and discussion boards help students stay engaged and self-directed.
By using SRL strategies in lessons, activities, and assessments, instructors help students become more independent, motivated, and effective learners (Rowe & Rafferty, 2013; de la Fuente et al., 2022).
Contexts
SRL can be used to design effective learning experiences in various educational and professional contexts. These contexts cover a variety of disciplines that can include traditional classrooms, online learning platforms, and workforce learning and development programs (de la Fuente et al., 2022). SRL encourages goal-setting, self-assessment, and reflective exercises to help students develop personalized learning strategies and time management skills. By integrating SRL principles, learners are empowered to take control of their education which leads to greater success (Rowe & Rafferty, 2013).
Conclusion
Image Description: A stylized mountain range with peaks in white, blue, and red, under a dark gray sky with an orange-pink hue. Text at the bottom includes the three steps of SRL: forethought, performance, and reflection.

Just as a well-prepared climber is more likely to reach the summit, learners who actively engage in their own knowledge acquisition are more successful in achieving understanding and growth (Rowe & Rafferty, 2013). This understanding has implications for the way we scaffold and design learning opportunities. Content creators designing from this lens emphasize metacognition and develop instruction that feeds on internal motivation (Rowe & Rafferty, 2013). As educational landscapes continue to evolve, future research could explore how emerging technologies, such as AI, can serve as tools to further enhance SRL practices and support learners on their ascent toward mastery.
References
de la Fuente, J., Martínez-Vicente, J. M., Santos, F. H., Sander, P., Fadda, S., Karagiannopoulou, E., Boruchovitch, E., & Kauffman, D. F. (2022). Advances on self-regulation models: A new research agenda through the SR vs ER behavior theory in different psychology contexts. Frontiers in Psychology, 13, 861493. https://doi.org/10.3389/fpsyg.2022.861493
Tinajero, C., Mayo, E., Villar E.,& Martinez-Lopez, Z. (2024). Classic and modern models of self-regulated learning: Integrative and componential analysis. Frontiers in Psychology, 15, 1307574. https://doi.org/10.3389/fpsyg.2024.1307574
Rowe, F. A., & Rafferty, J. A. (2013). Instructional design interventions for supporting self-regulated learning: Enhancing academic outcomes in postsecondary e-learning environments. MERLOT Journal of Online Learning and Teaching, 9(4), 590-601.
Licenses and Attribution
“Self-Regulated Learning” by Hailee Day is adapted from “Advances on self-regulation models: A new research agenda through the SR vs ER behavior theory in different psychology contexts” by Jesus de la Fuente, Jose Manuel Martinez-Vicente, Flavia H. Santos, Paul Sander, Salvatore Fadda, Evangelia Karagiannopoulou, Evely Boruchovitch, and Douglas F. Kauffman for Frontiers, used under a Creative Commons Attribution License (CC BY), “Classic and modern models of self-regulated learning: Integrative and componential analysis” by Carolina Tinajero, Emma Mayo, Eva Villar, and Zeltia Martinzez-Lopez for Frontiers, used under a Creative Commons Attribution License (CC BY), and “Instructional design interventions for supporting self-regulated learning: Enhancing academic outcomes in postsecondary e-learning environments” by Frances A. Lowe and Jennifer A. Rafferty for Merlot, under a Creative Commons Attribution-Non-Commercial-Share-Alike (CC BY-NC-SA)